Dear Colleagues
There continues to be a disturbing number of duplicate submissions and plagiarism cases
reported in all major journals, including the journals of The Optical Society. Duplicate
submissions and plagiarism can take many forms, all of them are violations of
professional ethics, the copyright agreement that an author signs along with submission
of the paper, and the Guidelines of The Optical Society Concerning Ethical
Practices in the Publication of Research. There must be a significant
component of new science for a paper to be publishable. The copying of large segments of
text from previously published or in-press papers with only minor cosmetic changes is
not acceptable and can lead to the rejection of papers.
Duplicate submission: Duplicate submission is the most common ethics
violation encountered. Duplicate submission is the submission of substantially similar
papers to more than one journal. There is a misperception in a small fraction of the
scientific community that duplicate submission is acceptable because it may take a long
time to get a paper reviewed and because one of the papers can be withdrawn at any time.
This is a clear violation of professional ethics and of the copyright agreement that is
signed or accepted on submission. In cases of
duplicate submission, the Editor of the
affected OSA journal will consult with the Editor of the other journal involved to
determine the proper course of action. Often that action will be the rejection of both
papers. Duplicate submission is a form of self-plagiarism.
Plagiarism: Plagiarism is a serious breach of ethics and is defined as the
substantial replication, without
attribution, of significant elements of another document already published by the same
or other authors. Two types of plagiarism can occur—self-plagiarism and
plagiarism from others’ works:
Self-plagiarism is the publication of substantially similar
scientific content of one’s own in the same or different journals.
Self-plagiarism causes duplicate papers in the scientific literature,
violates copyright agreements, and unduly burdens reviewers, editors, and
the scientific publishing enterprise.
Plagiarism from others’ works constitutes the most
offensive form of plagiarism. Effectively, it is using someone else’s
work as if it is your own. Any text, equations, ideas, or
figures taken from another paper or work must be
specifically acknowledged as they occur in the paper or work. Figures,
tables, or other images reproduced from another source normally require
permission from the publisher. Text or concepts can, for example, be quoted
as follows: “As stated by xxx (name of lead author),
“text” [reference].”
Action on Notification of Allegations of Plagiarism:
OSA identifies an act of plagiarism in a published document to be the substantial
replication, without appropriate attribution, of significant elements of another
document already published by the same or other authors. OSA has implemented a
process for dealing with cases of plagiarism. When the Editor-in-Chief of a journal
is notified of an instance of either of the two possible forms of plagiarism
discussed above, he or she will make a preliminary investigation of the allegations,
including a request for the accused authors to explain the situation. If further
action is justified, then the Editor-in-Chief will refer the matter to the OSA
Editorial Ethics Review Panel, who will investigate and take corrective action as
appropriate. The Panel will consist of three members: the OSA Senior Director of
Science Policy who will serve as Chair; the Chair of the Board of Editors who will
serve as a member; and a third member with prior editorial experience and appointed
by the Board of Editors. Penalties assessed to authors range from a simple warning
to blocking access to a paper in the journal website, publishing notices describing
the infraction and temporarily prohibiting the
offending authors from publishing in
OSA journals. In general, the penalty becomes more severe the more serious the
infraction. Severity is judged by extent of the plagiarism (a few lines of text
versus more extensive plagiarism of
text, whether the infraction is a first
offense, etc.) or the type of plagiarism. For example, self-plagiarism is considered
less severe than plagiarism and
plagiarism of text is considered less
severe than plagiarism of ideas and results. Severe penalties, such as loss of OSA
publishing privileges and blocking access to a paper in the journal website, require
a unanimous vote of the Panel. An example of the notice that is inserted into the
OSA electronic record in place of a blocked plagiarizing article is the following:
“It has come to the attention of The Optical Society that this article
should not have been submitted owing to its substantial replication, without
appropriate attribution, of significant elements found in the previously
published material: [citation data—including the authors, journal
title, full citation of the earlier published material.]”
The OSA Board of Editors