Nonuniformly-spaced photonic microwave delayline filter

doi:10.1364/OE.16.004713

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Nonuniformly-spaced photonic microwave delayline filter

Yitang Dai and Jianping Yao »View Author Affiliations

Optics Express, Vol. 16, Issue 7, pp. 4713-4718 (2008)
http://dx.doi.org/10.1364/OE.16.004713

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▸ Article Outline
– Abstract
1. Introduction
2. Principle
3. PM-IM conversion for the elimination the baseband
4. Experiment
5. Conclusion
– References and links

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Abstract

A new technique to implement a photonic microwave delay-line filter based on nonuniform tap spacing with arbitrary bandpass response is proposed and experimentally demonstrated. Being different from a regular photonic microwave delay-line filter where the taps are uniformly spaced, the proposed filter in this paper has nonuniformly-spaced taps. The key feature of this technique is that a photonics microwave delay-line filter with arbitrary bandpass response can be realized with only positive taps via nonuniform tap spacing. The use of the proposed technique to implement a flat-top bandpass filter is experimentally demonstrated.

1. Introduction

Optical microwave signal processing has been a topic of interest for many years [1

J. Capmany, B. Ortega, D. Pastor, and S. Sales, “Discrete-time optical processing of microwave signals,” J. Lightw. Technol. 23, 702–723 (2005). [CrossRef]

, 2

R. A. Minasian, “Photonic signal processing of microwave signals,” IEEE Trans. Microw. Theory Tech. 54, 832–846 (2006). [CrossRef]

]. The key advantage of processing microwave signals in the optical domain is that the signal processors can operate at very high speed, which eliminates the bottleneck due to the limited sampling rate of electronics. Most of the photonic microwave filters proposed in the literature have a structure with a finite impulse response (FIR). To avoid optical interference, photonic microwave filters are usually designed to operate in the incoherent regime. A photonic microwave delay-line filter that is operating in the incoherent regime would usually have all positive coefficients. It is known that a photonic microwave delay-line filter with all-positive coefficients can only operate as a lowpass filter, or a special design must be incorporated to achieve bandpass functionality. In addition, to design a photonic microwave delay-line filter with arbitrary bandpass characteristics, such as a flat top and sharp transition bands, the filter coefficients should not be positive only; but negative or even complex coefficients are required. Although the implementation of a photonic microwave delay-line filter with negative [3–12

F. Coppinger, S. Yegnanarayanan, P. D. Trinh, and B. Jalali, “All-optical RF filter using amplitude inversion in a semiconductor optical amplifier,” IEEE Trans. Microw. Theory Tech. 45, 1473–1477 (1997). [CrossRef]

] or complex coefficients [13–14

A. Loayssa, J. Capmany, M. Sagues, and J. Mora, “Demonstration of incoherent microwave photonic filters with all-optical complex coefficients,” IEEE Photon. Technol. Lett. 18, 1744–1746 (2006). [CrossRef]

] have been demonstrated recently, these filters usually have a complicated structure, which may limit their potential for practical applications.

In this paper, we propose a new and simple technique to design and implement a photonic microwave delay-line filter with arbitrary bandpass response using a microwave delay-line filter with all positive taps that are nonuniformly spaced. A photonic microwave filter with nonuniformly spaced taps was proposed in [15

B. Vidal, V. Polo, J. L. Corral, and J. Marti, “Harmonic suppressed photonic microwave filter,” J. Lightwave Technol. 21, 3150–3154 (2003). [CrossRef]

] to increase the free spectral range (FSR). In this paper, however, the nonuniformly spaced time delays are introduced to generate equivalent negative or complex tap coefficients, to implement a photonic microwave filter with an arbitrary bandpass response. We show that negative or complex coefficients could be equivalently generated by simply adjusting the tap spacing. We demonstrate that the passband response concerned would have the same spectral characteristics as a photonic microwave delay-line filter with true negative or complex coefficients. The key advantage of this technique is that a photonic microwave delay-line filter with arbitrary bandpass response can be realized through nonuniform spacing with only true positive taps. The use of the proposed technique to implement a seven-tap bandpass photonic microwave delay-line filter with a flat-top bandpass response is experimentally demonstrated.

2. Principle

It is known that a regular, uniformly-spaced FIR filter has an impulse response given by

h (t) = \sum_{k = 0}^{N - 1} α_{k} δ (t - k T)

(1)

where N is the number of taps, a_k is the filter coefficient of the kth tap, T=2π/Ω is the time delay difference between two adjacent taps, and Ω is the FSR of the filter.

By applying the Fourier transform to the two sides of Eq. (1), we have the frequency response of the filter, which is given by

H (ω) = \sum_{k = 0}^{N - 1} α_{k} \exp (- j k \frac{2 π}{Ω} ω)

(2)

It is known that H(jω) has a multi-channel frequency response with adjacent channels separated by an FSR, with the mth channel located at ω=mΩ. Note that except for the different central frequencies, the frequency responses of all the channels are exactly identical.

In a regular photonic microwave delay-line filter based on incoherent detection, the coefficients are usually all positive. However, a phase term can be introduced to a specific coefficient by adding a proper time delay at the specific tap, which is termed time-delay-based phase shift, as illustrated in Fig. 1.

Fig. 1. Illustration of the time-delay-based phase shift. If a signal has a narrow bandwidth with a non-zero central frequency, a time delay would generate an equivalent phase shift.

For example, at ω=mΩ a time delay shift of Δτ will generate a phase shift given by

Δ φ = - Δ τ \times m Ω

(3)

Obviously such a phase shift is frequency-dependent, which is accurate only for the frequency at mΩ, but approximately accurate for a narrow frequency band at around mΩ. As a result, if the mth bandpass response, where m≠0, is considered, one can then achieve the desired phase shift at the kth tap by adjusting the time delay shift by Δτ_k . Following Eq. (2), one can get the frequency response of the nonuniformly-spaced FIR filter at around ω=mΩ,

H' (ω) = \sum_{k = 0}^{N - 1} α_{k} \exp [- j (k \frac{2 π}{Ω} + Δ τ_{k}) ω]

= \sum_{k = 0}^{N - 1} α_{k} \exp (- j ω Δ τ_{k}) \times \exp (- j k \frac{2 π}{Ω} ω)

\approx \sum_{k = 0}^{N - 1} α_{k} \exp (- j m Ω Δ τ_{k}) \times \exp (- j k \frac{2 π}{Ω} ω)

(4)

As can be seen from Eq. (4), one can get an equivalent phase shift for each tap coefficient. Specifically, if the desired phase shift for the kth tap is φ_k, based on Eq. (4) the total time delay τ_k for the kth tap is

τ_{k} = k T - \frac{φ_{k}}{m Ω}

(5)

As a result, if the time delay of each tap is adjusted based on Eq. (5), the filter coefficients would have the required phase shifts to generate the required passband with the desired bandpass characteristics.

The same concept using nonuniform tap spacing to introduce phase shifts to an RF pulse has been recently demonstrated by the authors to implement RF pulse phase encoding [16

Y. Dai and J. P. Yao, “Microwave pulse phase encoding using a photonic microwave delay-line filter,” Opt. Lett. 32, 3486–3488 (2007). [CrossRef] [PubMed]

]. We pointed out in [16

Y. Dai and J. P. Yao, “Microwave pulse phase encoding using a photonic microwave delay-line filter,” Opt. Lett. 32, 3486–3488 (2007). [CrossRef] [PubMed]

] that the time-delay-based phase shift is frequency dependent, which is shown here in Eq. (3). As a result, the phase shifts due to the additional time delays would be different for different passbands. Therefore, we can conclude that in a nonuniformly-spaced photonic microwave delay-line filter, the frequency responses for different channels are different. In addition, within the mth passband, the time-delay-based phase shift is accurate only for the frequency at mΩ, and approximately accurate for a narrow band at around mΩ. The maximum error of the phase shift is determined by the maximum bandwidth of the bandpass concerned and the central frequency. For many applications, it is usually required that the bandwidth of the passband is narrow, then the error due to the frequency-dependent phase shift is small and negligible, which ensures the effectiveness of the proposed technique.

3. PM-IM conversion for the elimination the baseband

Based on Eq. (4), for m=0 no phase modulation is introduced to H′(ω). Therefore, H′(ω) at ω≈0 is still an all-positive-coefficient filter with a baseband resonance around dc. For many applications, we expect the filter is operating as a bandpass filter. Therefore, the baseband resonance at m=0 should be eliminated. To do so, in the proposed filter we use a phase modulator instead of an intensity modulator. It has been demonstrated that the phase modulation to intensity modulation (PM-IM) conversion in a dispersive fiber would generate a notch at dc, which could be used to eliminate the baseband resonance, to achieve bandpass functionality [17

F. Zeng and J. P. Yao, “All-optical bandpass microwave filter based on an electro-optic phase modulator,” Opt. Express 12, 3814–3819 (2004). [CrossRef] [PubMed]

]. The PM-IM conversion in a dispersive fiber can be expressed

H_{PM - IM} (ω) = \cos (\frac{χ λ^{2} ω^{2}}{4 π c} + \frac{π}{2})

(6)

where c is the light velocity in free space, χ is the total dispersion of the dispersive device, and λ is the central wavelength of the optical carrier. By properly selecting the total dispersion, the peak of H_PM-IM (ω) can be designed to locate at the same location as the mth channel. If m=1 is selected and the first peak of H_PM-IM (ω) is located at the 1^st-order channel of the filter, then we can get the required dispersion, which is given by

χ = \frac{2 π^{2} c}{λ^{2} Ω^{2}}

(7)

4. Experiment

A seven-tap photonic microwave delay-line filter with nonuniformly-spaced taps to produce a flat-top bandpass frequency response is investigated experimentally. Assume the passband concerned is at m=1 and the frequency response of the bandpass has a shape of a rectangle, then the corresponding impulse response should be a sinc function, which has both positive and negative values extending to infinity along the horizontal axis. For practical implementation, the calculated impulse response should be cut off to enable a physically realizable filter. If a regular true-negative-coefficient photonics microwave filter is employed to produce the frequency response, the filter coefficients can be selected to be [-0.12, 0, 0.64, 1, 0.64, 0, -0.12]. The frequency response is shown as dotted line in Fig. 2, where T=82.6 ps is used in our numerical simulation, which corresponds to an FSR of 12.1 GHz. The 3-dB bandwidth of the filter is 5.0 GHz with a central frequency of 12.1 GHz.

With the proposed technique, the same bandpass characteristics at m=1 can be obtained by using nonuniform spacing. The filter is designed based on Eq. (5) with all-positive coefficients of [0.12, 0, 0.64, 1, 0.64, 0, 0.12]. The time delays for the seven taps are then [-2.5T, -2T, -T, 0, T, 2T, 2.5T], with the taps nonuniformly spaced. The frequency response of the PM-IM conversion is designed to make its first peak be located at f=12.1 GHz, which is shown as the dash-dot line in Fig. 2. The overall frequency response of the nonuniformly-spaced filter is calculated and shown as solid line in Fig. 2. It is clearly seen a flap-top frequency response is achieved in a photonic microwave delay-line filter with all-positive coefficients. The 3-dB bandwidth is 4.9 GHz and the central frequency is 12.1 GHz. The frequency response of the passband is close to that generated by a regular photonic microwave filter with true negative taps.

The seven-tap filter is then experimentally demonstrated. Since two of the seven coefficients are zero, a laser array with five wavelengths is employed. The five wavelengths are multiplexed and sent to a phase modulator. The phase modulated signal is then applied to a photodetector (PD) via a length of standard single-mode fiber. The experimental setup is shown in Fig. 3.

Fig. 2. Dotted line: the frequency response of the regular photonic microwave delay-line filter with true positive and negative coefficients. Dash-dot line: the frequency response of the PM-IM conversion. Solid line: the frequency response of the nonuniformly-spaced photonics microwave delay-line filter.

Fig. 3. Experimental setup for the nonuniformly-spaced photonics microwave delay-line filter.

The frequency response of the filter is measured using a vector network analyzer (VNA, Agilent E8364A). In our design, the center frequency of the passband is located at 12.1 GHz. Based on Eq. (7) the total dispersion of the single mode fiber is calculated to be 425 ps/nm (corresponding to a length of 25 km standard single-mode fiber). The frequency response of the PM-IM conversion is shown as dash-dot line in Fig. 4(a). Since the time delay difference is proportional to the wavelength spacing between adjacent wavelengths, the optical wavelength corresponding to the kth tap is given by

λ_{k} = \frac{τ_{k} - τ_{0}}{D \cdot L} + λ_{0}

(8)

where D is the chromatic dispersion parameter of the standard single-mode fiber (D=17 ps/nm/km at 1550 nm), L is the length of the standard single-mode fiber, and λ₀ and λ_k are the wavelengths for the 0th and the kth taps. In the experiment, we tune the wavelengths to achieve the required nonuniformly-spaced time delay differences based on Eq. (8). The power of each laser is also adjusted to achieve the desired tap coefficients. The output of the laser array is measured using an optical spectrum analyzer, which is shown Fig. 4(b). The frequency response of the photonic microwave delay-line filter is shown as solid line in Fig. 4(a). A bandpass filter with a flat-top frequency response is then experimentally demonstrated.

Fig. 4. (a) The measured PM-IM conversion profile (dash-dot line) and the measured frequency response of the nonuniformly-spaced photonic microwave delay-line filter (solid line). (b) The measured spectrum of the laser array.

5. Conclusion

We have proposed and demonstrated a new technique to implement a photonic microwave delay-line filter with all-positive coefficients which can provide an arbitrary bandpass characteristics using nonuniformly-spaced time delays. Being different from a regular uniformly-spaced photonic microwave delay-line filter, the proposed filter here achieved the same bandpass characteristics with equivalent negative or complex coefficients obtained using nonuniformly-spaced taps. A seven-tap microwave bandpass filter with a frequency response having a flat-top passband was experimentally demonstrated. The key advantage of this technique is that a microwave delay-line filter with an improved bandpass characteristics can be easily achieve by nonuniform spacing with all-positive coefficients.

Acknowledgement

The work was supported by The Natural Sciences and Engineering Research Council of Canada (NSERC).

References and links

1.	J. Capmany, B. Ortega, D. Pastor, and S. Sales, “Discrete-time optical processing of microwave signals,” J. Lightw. Technol. 23, 702–723 (2005). [CrossRef]
2.	R. A. Minasian, “Photonic signal processing of microwave signals,” IEEE Trans. Microw. Theory Tech. 54, 832–846 (2006). [CrossRef]
3.	F. Coppinger, S. Yegnanarayanan, P. D. Trinh, and B. Jalali, “All-optical RF filter using amplitude inversion in a semiconductor optical amplifier,” IEEE Trans. Microw. Theory Tech. 45, 1473–1477 (1997). [CrossRef]
4.	J. Capmany, D. Pastor, A. Martinez, B. Ortega, and S. Sales, “Microwave photonic filters with negative coefficients based on phase inversion in an electro-optic modulator,” Opt. Lett. 28, 1415–1417 (2003). [CrossRef] [PubMed]
5.	E. H. W. Chan and R. A. Minasian, “Sagnac-loop-based equivalent negative tap photonic notch filter,” IEEE Photon. Technol. Lett. 17, 1740–1742 (2005). [CrossRef]
6.	Y. Yan, F. Zeng, Q. Wang, and J. P. Yao, “Photonic microwave filter with negative coefficients based on cross polarization modulation in a semiconductor optical amplifier,” OFC’07 , OWU6 (2007).
7.	X. Wang and K. T. Chan, “Tunable all-optical incoherent bipolar delay-line filter using injection-locked Fabry-Perot laser and fibre Bragg gratings,” Electron. Lett. 36, 2001–2003 (2000). [CrossRef]
8.	S. Li, S. Chiang, W. A. Gambling, Y. Liu, L. Zhang, and I. Bennion, “A novel tunable all-optical incoherent negative tap fiber-optic transversal filter based on a DFB laser diode and fiber Bragg gratings,” IEEE Photon. Technol. Lett. 12, 1207–1209 (2000). [CrossRef]
9.	F. Zeng, J. Wang, and J. P. Yao, “All-optical microwave bandpass filter with negative coefficients based on a phase modulator and linearly chirped fiber Bragg gratings,” Opt. Lett. 30, 2203–2205 (2005). [CrossRef] [PubMed]
10.	Q. Wang, J. P. Yao, and J. D. Bull, “Negative tap photonic microwave filter based on a Mach-Zehnder modulator and a tunable optical polarizer,” IEEE Photon. Technol. Lett. 19, 1750–1752 (2007). [CrossRef]
11.	J. P. Yao and Q. Wang, “Photonic microwave bandpass filter with negative coefficients using a polarization modulator,” IEEE Photon. Technol. Lett. 19, 644–646 (2007). [CrossRef]
12.	J. Mora, A. Martinez, M. D. Manzanedo, J. Capmany, B. Ortega, and D. Pastor, “Microwave photonic filters with arbitrary positive and negative coefficients using multiple phase inversion in SOA based XGM wavelength converter,” Electron. Lett. 41, 921–922 (2005). [CrossRef]
13.	A. Loayssa, J. Capmany, M. Sagues, and J. Mora, “Demonstration of incoherent microwave photonic filters with all-optical complex coefficients,” IEEE Photon. Technol. Lett. 18, 1744–1746 (2006). [CrossRef]
14.	Y. Yan and J. P. Yao, “A tunable photonic microwave filter with complex coefficient using an optical RF phase shifter,” IEEE Photon. Technol. Lett. 19, 1472–1474 (2007). [CrossRef]
15.	B. Vidal, V. Polo, J. L. Corral, and J. Marti, “Harmonic suppressed photonic microwave filter,” J. Lightwave Technol. 21, 3150–3154 (2003). [CrossRef]
16.	Y. Dai and J. P. Yao, “Microwave pulse phase encoding using a photonic microwave delay-line filter,” Opt. Lett. 32, 3486–3488 (2007). [CrossRef] [PubMed]
17.	F. Zeng and J. P. Yao, “All-optical bandpass microwave filter based on an electro-optic phase modulator,” Opt. Express 12, 3814–3819 (2004). [CrossRef] [PubMed]

OCIS Codes
(060.0060) Fiber optics and optical communications : Fiber optics and optical communications
(070.1170) Fourier optics and signal processing : Analog optical signal processing
(350.4010) Other areas of optics : Microwaves

ToC Category:
Fiber Optics and Optical Communications

History
Original Manuscript: December 21, 2007
Revised Manuscript: March 15, 2008
Manuscript Accepted: March 17, 2008
Published: March 21, 2008

Citation
Yitang Dai and Jianping Yao, "Nonuniformly-spaced photonic microwave delayline filter," Opt. Express 16, 4713-4718 (2008)
http://www.opticsinfobase.org/oe/abstract.cfm?URI=oe-16-7-4713

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References

J. Capmany, B. Ortega, D. Pastor, and S. Sales, "Discrete-time optical processing of microwave signals," J. Lightwave Technol. 23, 702-723 (2005). [CrossRef]
R. A. Minasian, "Photonic signal processing of microwave signals," IEEE Trans. Microw. Theory Tech. 54, 832-846 (2006). [CrossRef]
F. Coppinger, S. Yegnanarayanan, P. D. Trinh, and B. Jalali, "All-optical RF filter using amplitude inversion in a semiconductor optical amplifier," IEEE Trans. Microw. Theory Tech. 45, 1473-1477 (1997). [CrossRef]
J. Capmany, D. Pastor, A. Martinez, B. Ortega, and S. Sales, "Microwave photonic filters with negative coefficients based on phase inversion in an electro-optic modulator," Opt. Lett. 28, 1415-1417 (2003). [CrossRef] [PubMed]
E. H. W. Chan and R. A. Minasian, "Sagnac-loop-based equivalent negative tap photonic notch filter," IEEE Photon. Technol. Lett. 17, 1740-1742 (2005). [CrossRef]
Y. Yan, F. Zeng, Q. Wang, and J. P. Yao, "Photonic microwave filter with negative coefficients based on cross polarization modulation in a semiconductor optical amplifier," OFC’ 07, OWU6 (2007).
X. Wang and K. T. Chan, "Tunable all-optical incoherent bipolar delay-line filter using injection-locked Fabry-Perot laser and fibre Bragg gratings," Electron. Lett. 36, 2001-2003 (2000). [CrossRef]
S. Li, S. Chiang, W. A. Gambling, Y. Liu, L. Zhang, and I. Bennion, "A novel tunable all-optical incoherent negative tap fiber-optic transversal filter based on a DFB laser diode and fiber Bragg gratings," IEEE Photon. Technol. Lett. 12, 1207-1209 (2000). [CrossRef]
F. Zeng, J. Wang, and J. P. Yao, "All-optical microwave bandpass filter with negative coefficients based on a phase modulator and linearly chirped fiber Bragg gratings," Opt. Lett. 30, 2203-2205 (2005). [CrossRef] [PubMed]
Q. Wang, J. P. Yao, and J. D. Bull, "Negative tap photonic microwave filter based on a Mach-Zehnder modulator and a tunable optical polarizer," IEEE Photon. Technol. Lett. 19, 1750-1752 (2007). [CrossRef]
J. P. Yao and Q. Wang, "Photonic microwave bandpass filter with negative coefficients using a polarization modulator," IEEE Photon. Technol. Lett. 19, 644-646 (2007). [CrossRef]
J. Mora, A. Martinez, M. D. Manzanedo, J. Capmany, B. Ortega, and D. Pastor, "Microwave photonic filters with arbitrary positive and negative coefficients using multiple phase inversion in SOA based XGM wavelength converter," Electron. Lett. 41, 921-922 (2005). [CrossRef]
A. Loayssa, J. Capmany, M. Sagues, and J. Mora, "Demonstration of incoherent microwave photonic filters with all-optical complex coefficients," IEEE Photon. Technol. Lett. 18, 1744-1746 (2006). [CrossRef]
Y. Yan and J. P. Yao, "A tunable photonic microwave filter with complex coefficient using an optical RF phase shifter," IEEE Photon. Technol. Lett. 19, 1472-1474 (2007). [CrossRef]
B. Vidal, V. Polo, J. L. Corral, and J. Marti, "Harmonic suppressed photonic microwave filter," J. Lightwave Technol. 21, 3150-3154 (2003). [CrossRef]
Y. Dai and J. P. Yao, "Microwave pulse phase encoding using a photonic microwave delay-line filter," Opt. Lett. 32, 3486-3488 (2007). [CrossRef] [PubMed]
F. Zeng and J. P. Yao, "All-optical bandpass microwave filter based on an electro-optic phase modulator," Opt. Express 12, 3814-3819 (2004). [CrossRef] [PubMed]

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