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Optics Express

Optics Express

  • Editor: C. Martijn de Sterke
  • Vol. 19, Iss. 5 — Feb. 28, 2011
  • pp: 3990–3995
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Intra-channel nonlinearity in differentially phase-modulated transmission

A. Mecozzi, M. Tabacchiera, F. Matera, and M. Settembre  »View Author Affiliations


Optics Express, Vol. 19, Issue 5, pp. 3990-3995 (2011)
http://dx.doi.org/10.1364/OE.19.003990


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Abstract

The mechanisms responsible for nonlinear impairments in single-channel phase modulated system employing differential detection are investigated. The role of dispersion precompensation is discussed. It is shown that precompensation may be designed as to minimize the in-phase components of the fluctuations thus reducing nonlinear impairments. In differential-phase-shift-keying the effect of precompensation is stronger than in differential-quadrature-phase-shift-keying. The results of an analytic theory are compared with split-step based computer simulations using realistic system parameters.

© 2011 Optical Society of America

1. Introduction

In the pioneering era of optical communication it was unconceivable that optical transmission will ever go beyond simple intensity modulation. At the dawn of the new millennium, rapid progresses in the field of integrated optics made systems based on differential phase modulation more and more practical, and over performing their intensity modulated counterparts [1

1. P. J. Winzer and R-J. Essiambre, “Advanced Optical Modulation Formats,” Proc. IEEE 94, 952–985 (2006). [CrossRef]

]. On one side, the signal to noise ratio of a differential-binary-phase-shift-keying (DBPSK) system is potentially 3 dB larger than an intensity modulated system with the same average power [2

2. P. J. Winzer, S. Chandrasekhar, and H. Kim, “Impact of Filtering on RZ-DPSK Reception,” IEEE Photon. Technol. Lett. 15, 840–842 (2003). [CrossRef]

]. On the other, differential quadrature phase shift keying (DQPSK) has a larger spectral efficiency than conventional on-off keying intensity modulation because two bits per symbol are transmitted. The effect of the nonlinear impairments on these schemes is still an open issue over many aspects. The purpose of this paper is to discuss the role of phase and amplitude nonlinear perturbations in DBPSK and DQPSK transmission schemes, and show that an optimized dispersion precompensation may significantly improve the transmission performance. We will first discuss the physical mechanisms behind nonlinear fluctuations, and give suggestions for their mitigations. We will then compare the results of a recently developed theory [3

3. A. Mecozzi, “A unified theory of intra-channel nonlinearity in pseudo-linear phase-modulated transmission,” IEEE Photon. J. 2, 728–735 (2010). [CrossRef]

] with the outcome of computer simulations of both DBPSK and DQPSK systems. We will neglect polarization effects all throughout this paper.

2. Analysis

By a different and more transparent rearrangement of the terms of ref. [3

3. A. Mecozzi, “A unified theory of intra-channel nonlinearity in pseudo-linear phase-modulated transmission,” IEEE Photon. J. 2, 728–735 (2010). [CrossRef]

] we obtain a simpler expression for the variance of the nonlinear fluctuations
ΔImod2=eηh¯ω0(Cmod,FWM+Cmod,corr),
(3)
where the subscript “mod” identifies the modulation format, DBPSK or DQPSK. In Eq. (3), the first term accounts for the contributions of the intra-channel four-wave mixing (FWM), and the second for the correlation of the FWM fluctuations [4

4. X. Wei and X. Liu, “Analysis of intrachannel four-wave mixing in differential phase-shift keying transmission with large dispersion,” Opt. Lett. 18, 2300–2302, Dec. 1, 2003. [CrossRef]

]. For DBPSK we have
CDBPSK,FWM=j,lfj,l[|Jl,j|2+Re(Jl,j2)],
(4)
CDBPSK,corr=jRe[qj(J1,jJ1,j*+J1,jJ1,j)+sj(|Jj,1j|2+Jj,1j2)],
(5)
whereas for DQPSK
CDQPSK,FWM=j,lfj,l|Jl,j|2,CDQPSK,corr=jRe(qjJ1,jJ1,j).
(6)
We defined the functions fj,l = 2 always, except fj,j = 1 and fj,0 = f0,l = f0,0 = 0; qj = 4 except q1 = q−1 = 2 and q0 = 0; and finally sj = 2 except s0 = s1 = 0.

Let us define the Q factor at the receiver as Q=I/ΔI2. The average signal at detection is 〈I〉 = /(h̄ω0)Re[exp(−d)E0], where E0=πA2τ=PavTs is the pulse energy and Pav the average launched power. Using φd = 0 for DBPSK and φd = ±π/4 for DQPSK, we obtain IDBPSK2=eηPav2Ts2/(h¯ω0) for DBPSK, and IDQPSK2=eηPav2Ts2/(2h¯ω0) for DQPSK. Putting all these results together, we obtain for the Q factor at the receiver the expressions QDBPSK=PavTs/ΔIDBPSK2 for DBPSK, and QDQPSK=PavTs/2ΔIDQPSK2, for DQPSK, where the variance of the nonlinear fluctuations is given by Eq. (3). For a given pulse-width, we have 〈I〉 ∝ Pav and ΔI2|Jj,l|A4Ps2, so that the nonlinear contribution to the Q factor is inversely proportional to Pav.

Let us now consider the case where at N – 1 lumped locations equally spaced along the line, which we assume coincident with the amplifier locations, one Nth of the total line dispersion is compensated. Compensation at the transmitter and receiver takes care of the residual one Nth of the total dispersion such that the full line dispersion is compensated. Such a line may always be represented as the concatenation of N identical sections of length L made of precompensation, line propagation and postcompensation with the sum of pre and postcompensation of each section equal to the total dispersion of the section. In this case, 〈ΔI2〉 is N2 times the photocurrent fluctuations for a single section, because the fluctuations, in the linear regime, are additive. The total system length is now Ltot = NL.

3. Discussion

The physical understanding is facilitated by the analysis of the simplest case in which the loss is locally compensated by a distributed gain [5

5. T. J. Ellingham, J. D. Ania-Castañón, R. Ibbotson, X. Chen, L. Zhang, and S. K. Turitsyn, “Quasi-Lossless Optical Links for Broad-Band Transmission and Data Processing,” IEEE Photon. Technol. Lett. 18, 268–230, Jan. 1, 2006. [CrossRef]

], so that f(z) = 1. This case is fully equivalent to a transmission through an ideal lossless fiber, so that in the following we will refer to it as such. In this case, the imaginary part of G(Tj, Tl; z) is an antisymmetric function of z so that, if we chose z* such that the integration interval in Eq. (1) is itself symmetric, the real part of Jj,l, proportional to the integral of the antisymmetric imaginary part of G(Tj, Tl; z) over a symmetric interval, becomes zero, and Jj,l purely imaginary. The value of z* that makes the integration interval symmetric is half of the span length z* = L/2, corresponding to a symmetric profile where in each fiber sections between dispersion compensating stations half of the dispersion is compensated at the input, half at the output of the section. Let us now analyze separately the effect of a symmetric compensation profile on DBPSK and DQPSK system performance.

In DBPSK, we have φd = 0 and aj = ± exp(−), where φ is an arbitrary bit-independent phase added by the link, so that the products a0*ajaj+l1*al and a1*ajaj+l*al may assume in the expression of ΔI only the values ±1. With symmetric compensation, Jj,l is purely imaginary, so that both ΔI1 and ΔI0 are purely imaginary hence ΔI = 0. Physically, the absence of nonlinear fluctuations with a symmetric dispersion profile reflects the fact that in this case the nonlinear fluctuations are in quadrature with the field. With symmetric compensation, therefore, the photocurrent is not affected by the nonlinear fluctuations in the lossless case, within our first order perturbation theory.

The analysis of DQPSK shows a different scenario. The possible values of aj are now four, namely ±exp(−) and ±i exp(−), and the products a0*ajaj+l1*al and a1*ajaj+l*al may assume in the expression of ΔI the four values ±1 and ±i, with equal probability for random codes with equally probable symbols. Therefore, ΔI1 and ΔI0 are with equal probability purely real or purely imaginary. This implies that in the symmetric case the nonlinear fluctuations of a DQPSK pulse are either pure amplitude noise or pure phase noise. The effects of the fluctuations on the receiver are however identical for pure in quadrature or in phase fluctuations. This is because if we represent the electric field of the four symbols at the center of the four quadrants of a complex plane, the photo-currents detected after the two interferometers, whose arms are unbalanced by φd = ±π/4, measure the projection of the field on the real and imaginary axis and are therefore sensitive to both amplitude and phase noise of the field. The reduction of one of the two components of the nonlinear fluctuations is however still beneficial because the total fluctuations become smaller, although they do not become zero in the lossless case as they do in DBPSK.

4. Results

To illustrate these results, we report in Figs. 1 and 2 the Q factors for DBPSK and DQPSK systems with the parameters listed in Tab. 1 vs. the precompensated fiber dispersion z*. We assume full dispersion compensation, the sum of precompensation and postcompensation, after each of the N = 7 amplifier spans. For instance, z* = 0 corresponds to full span dispersion compensation at each amplifier station and at the receiver; z* = L to full span dispersion compensation at the line input and at each amplifier station; z* = L/2 to half span dispersion compensation at the line input, full span dispersion compensation at each amplifier station, and half span dispersion compensation at the receiver. Notice that, although the baud rate 40Gbaud/s is the same in both cases, the bit rate of the DQPSK system (two bit/symbol) is 80Gbit/s whereas that of the DBPSK (one bit/symbol) is 40Gbit/s. Lines are a plot of the theory. Circles are the results of a split-step based simulation program, using at receiver a third order Butterworth optical filter of 1.5 nm bandwidth, and an electrical filter of approximately 30 GHz bandwidth compliant with the G.957 ITU-T Recommendation, with a bandwidth 0.8 the baud rate. We used in the simulations De Brujin sequences of 29 symbols for DBPSK and of 44 symbols, each encoding two bits, for DQPSK. The number of pulses was sufficient in our case where full compensation is performed every L = 100 km, and the number of overlapping pulses, approximately (L/zd)(τFWHM/Ts), is about 45. The results are represented with circles in figs. 1 and 2.

Fig. 1 Q factor in linear scale vs. the precompensation distance z* in the lossless case, with 3 dBm average input power, and the parameters listed in Table 1. a) Solid line and circles, theory and simulations for DBPSK; b) Solid line and circles, theory and simulations for DQPSK.
Fig. 2 Q factor in linear scale vs. the precompensation distance z* with lumped amplification, 0.25 dB/km of fiber loss, 15 dBm average input power, and the parameters listed in Table 1. a) Solid line and circles, theory and simulations for DBPSK; b) Solid line and circles, theory and simulations for DQPSK. Insets: Q vs. input power when ASE noise is included for zero precompensation (see text).

Table 1. Numerical parameters

table-icon
View This Table

Let us now analyze the impact of precompensation on the more practical configuration in which lumped amplifiers replace distributed amplification. The fiber loss is 0.25 dB/km, and the average input power is 15dBm. Figure 2a refers to DBPSK whereas Fig. 2b to DQPSK. To sort out the effect of the nonlinear impairments only, no amplified spontaneous emission was added in the simulations at the amplifier locations. As expected, the amount of precompensation that gives the highest Q is smaller than in the lossless case, because the efficiency of the nonlinear effects in the final part of each span is negligible, so that the effective span length is smaller than the actual length. With loss, the in-phase components of the nonlinear fluctuations are never zero hence, at optimum precompensation, the theory does not predict for DBPSK an infinite Q. With loss the benefit of precompensation, still larger for DBPSK than for DQPSK, becomes comparable in the two transmission formats.

Our analysis neglects amplified spontaneous emission (ASE) noise and nonlinear noise coupling. To check whether the results are still meaningful, we performed simulations in the lossy case including noise, assuming amplifiers having 6 dB noise figure (3 dB above the quantum limit), and a wavelength of 1.55 μm. The Q factor for DBPSK vs. the input power Pav are reported in the insets of Fig. 2, for zero dispersion precompensation. Dots are the results of the simulations, dot-dashed red lines the Q caused by the ASE noise alone, Q2Pav and nonlinear intrachannel effects alone, Q21/Pav2. Dashed blue lines are the total Q factor, assuming the variance of the noise as the sum of the variances caused by the ASE noise and intrachannel effects alone, i.e. neglecting their interaction (i.e. the nonlinear noise coupling, Q2 ∝ 1/Pav). It is apparent that nonlinear noise coupling, if present, does not modify the qualitative and even quantitative behavior of the two curves.

5. Conclusions

To conclude, we discussed the physical mechanisms responsible for the nonlinear fluctuations in differentially phase modulated transmission. We showed that the nonlinear fluctuations can be mitigated by a careful choice of the precompensation of the in-line dispersion [6

6. X. Wei, X. Liu, S. H. Simon, and C. J. McKinstrie, “Intrachannel four-wave mixing in highly dispersed return-to-zero differential-phase-shift-keyed transmission with a nonsymmetric dispersion map,” Opt. Lett. 31, 29–31, 2006. [CrossRef] [PubMed]

]. Precompensation impacts the performance of DBPSK, insensitive to first order to the in-quadrature fluctuations of the field, more than it does DQPSK, which is sensitive to the in quadrature as well as the in-phase components of the field fluctuations. In DBPSK, the impact of nonlinear fluctuations on the received photocurrent may be reduced ideally to zero in the lossless case.

References and links

1.

P. J. Winzer and R-J. Essiambre, “Advanced Optical Modulation Formats,” Proc. IEEE 94, 952–985 (2006). [CrossRef]

2.

P. J. Winzer, S. Chandrasekhar, and H. Kim, “Impact of Filtering on RZ-DPSK Reception,” IEEE Photon. Technol. Lett. 15, 840–842 (2003). [CrossRef]

3.

A. Mecozzi, “A unified theory of intra-channel nonlinearity in pseudo-linear phase-modulated transmission,” IEEE Photon. J. 2, 728–735 (2010). [CrossRef]

4.

X. Wei and X. Liu, “Analysis of intrachannel four-wave mixing in differential phase-shift keying transmission with large dispersion,” Opt. Lett. 18, 2300–2302, Dec. 1, 2003. [CrossRef]

5.

T. J. Ellingham, J. D. Ania-Castañón, R. Ibbotson, X. Chen, L. Zhang, and S. K. Turitsyn, “Quasi-Lossless Optical Links for Broad-Band Transmission and Data Processing,” IEEE Photon. Technol. Lett. 18, 268–230, Jan. 1, 2006. [CrossRef]

6.

X. Wei, X. Liu, S. H. Simon, and C. J. McKinstrie, “Intrachannel four-wave mixing in highly dispersed return-to-zero differential-phase-shift-keyed transmission with a nonsymmetric dispersion map,” Opt. Lett. 31, 29–31, 2006. [CrossRef] [PubMed]

7.

A. Mecozzi, M. Tabacchiera, F. Matera, and M. Settembre, “Dispersion Management in Phase Modulated Optical Transmission Systems,” Proceedings of the 36th European Conference on Optical Communication, (ECOC 2010, Torino, Italy), Vol. 1, 311–313, September 19–23, 2010.

OCIS Codes
(060.2330) Fiber optics and optical communications : Fiber optics communications
(060.4370) Fiber optics and optical communications : Nonlinear optics, fibers

ToC Category:
Fiber Optics and Optical Communications

History
Original Manuscript: November 30, 2010
Revised Manuscript: January 12, 2011
Manuscript Accepted: January 13, 2011
Published: February 15, 2011

Citation
A. Mecozzi, M. Tabacchiera, F. Matera, and M. Settembre, "Intra-channel nonlinearity in differentially phase-modulated transmission," Opt. Express 19, 3990-3995 (2011)
http://www.opticsinfobase.org/oe/abstract.cfm?URI=oe-19-5-3990


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References

  1. P. J. Winzer, and R.-J. Essiambre, “Advanced Optical Modulation Formats,” Proc. IEEE 94, 952–985 (2006). [CrossRef]
  2. P. J. Winzer, S. Chandrasekhar, and H. Kim, “Impact of Filtering on RZ-DPSK Reception,” IEEE Photon. Technol. Lett. 15, 840–842 (2003). [CrossRef]
  3. A. Mecozzi, “A unified theory of intra-channel nonlinearity in pseudo-linear phase-modulated transmission,” IEEE Photon. J. 2, 728–735 (2010). [CrossRef]
  4. X. Wei, and X. Liu, “Analysis of intrachannel four-wave mixing in differential phase-shift keying transmission with large dispersion,” Opt. Lett. 18, 2300–2302 (2003). [CrossRef]
  5. T. J. Ellingham, J. D. Ania-Castañón, R. Ibbotson, X. Chen, L. Zhang, and S. K. Turitsyn, “Quasi-Lossless Optical Links for Broad-Band Transmission and Data Processing,” IEEE Photon. Technol. Lett. 18, 268–270 (2006). [CrossRef]
  6. X. Wei, X. Liu, S. H. Simon, and C. J. McKinstrie, “Intrachannel four-wave mixing in highly dispersed returnto-zero differential-phase-shift-keyed transmission with a nonsymmetric dispersion map,” Opt. Lett. 31, 29–31 (2006). [CrossRef] [PubMed]
  7. A. Mecozzi, M. Tabacchiera, F. Matera, and M. Settembre, “Dispersion Management in Phase Modulated Optical Transmission Systems,” Proceedings of the 36th European Conference on Optical Communication, (ECOC 2010, Torino, Italy), Vol. 1, 311–313, September 19–23, 2010.

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