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  • Editor: Alan E. Willner
  • Vol. 37, Iss. 20 — Oct. 15, 2012
  • pp: 4236–4238
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Ultralow-loss silicon ring resonators

Aleksandr Biberman, Michael J. Shaw, Erman Timurdogan, Jeremy B. Wright, and Michael R. Watts  »View Author Affiliations


Optics Letters, Vol. 37, Issue 20, pp. 4236-4238 (2012)
http://dx.doi.org/10.1364/OL.37.004236


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Abstract

We experimentally demonstrate silicon ring resonators with internal quality factors of Q0=2.2×107, corresponding to record 2.7dB/m propagation losses. Importantly, we show that these propagation losses are limited by bend loss, indicating that the propagation loss limit for silicon has not yet been reached.

© 2012 Optical Society of America

Waveguide loss is a key parameter for many important microphotonic devices and systems, ranging from high-quality filters to delay lines, high-fidelity sensor systems [1

1. M. R. Watts, M. J. Shaw, and G. N. Nielson, Nat. Photonics 1, 632 (2007). [CrossRef]

], and systems addressing many key challenges in computing and communication architectures [2

2. A. Biberman and K. Bergman, Rep. Prog. Phys. 75, 046402 (2012). [CrossRef]

]. Additionally, silicon is quickly proving to be the waveguide material of choice for microphotonics, enabling active componentry, such as modulators, switches, and photodetectors [3

3. Q. Xu, B. Schmidt, S. Pradhan, and M. Lipson, Nature 435, 325 (2005). [CrossRef]

5

5. D. Ahn, C. Hong, J. Liu, W. Giziewicz, M. Beals, L. C. Kimerling, J. Michel, J. Chen, and F. X. Kärtner, Opt. Express 15, 3916 (2007). [CrossRef]

]; passive components, such as microring resonators and polarization transparent devices; and compact polarization splitters and rotators [6

6. M. Popovíć, T. Barwicz, M. R. Watts, P. T. Rakich, L. Socci, E. P. Ippen, F. X. Kärtner, and H. I. Smith, Opt. Lett. 31, 2571 (2006). [CrossRef]

8

8. D. Dai and J. E. Bowers, Opt. Express 19, 10940 (2011). [CrossRef]

], as well as nonlinear devices, such as comb generators, wavelength converters, and time lenses [9

9. A. R. Johnson, Y. Okawachi, J. S. Levy, J. Cardenas, K. Saha, M. Lipson, and A. L. Gaeta, Opt. Lett. 37, 875 (2012). [CrossRef]

,10

10. W. Mathlouthi, H. Rong, and M. Paniccia, Opt. Express 16, 16735 (2008). [CrossRef]

]. The limit to propagation losses within silicon is an ongoing research area, however, and is yet to be determined.

Recent research efforts in the near-infrared spectrum have yielded a wide array of waveguides with low propagation losses. Silica waveguides have achieved about 0.037dB/m [11

11. H. Lee, T. Chen, J. Li, O. Painter, and K. J. Vahala, Nat. Commun. 3, 867 (2012). [CrossRef]

], and silica wedge resonators have achieved quality factors of Q=8.75×108 [12

12. H. Lee, T. Chen, J. Li, K. Y. Yang, S. Jeon, O. Painter, and K. J. Vahala, Nat. Photonics 6, 369 (2012). [CrossRef]

]. Very weakly confined modes in silicon nitride waveguides reveal that losses as low as 0.045dB/m are possible [13

13. J. F. Bauters, M. J. R. Heck, D. D. John, J. S. Barton, C. M. Bruinink, A. Leinse, R. G. Heideman, D. J. Blumenthal, and J. E. Bowers, Opt. Express 19, 24090 (2011). [CrossRef]

]. Phosphorous-doped silica-on-silicon waveguides have achieved 0.85dB/m [14

14. R. Adar, M. Serbin, and V. Mizrahi, J. Lightwave Technol. 12, 1369 (1994). [CrossRef]

]. Highly confined silicon nitride waveguides have achieved about 10dB/m [15

15. M. J. Shaw, J. Guo, G. A. Vawter, S. Habermehl, and C. T. Sullivan, Proc. SPIE 5720, 109 (2005). [CrossRef]

,16

16. A. Gondarenko, J. S. Levy, and M. Lipson, Opt. Express 17, 11366 (2009). [CrossRef]

]. Strip, locally oxidized, and ridge silicon waveguides have achieved 80 [17

17. K. Lee, D. Lim, L. C. Kimerling, J. Shin, and F. Cerrina, Opt. Lett. 26, 1888 (2001). [CrossRef]

], 21 [18

18. F. Y. Gardes, G. T. Reed, A. P. Knights, G. Mashanovich, P. E. Jessop, L. Rowe, S. McFaul, D. Bruce, and N. G. Tarr, Proc. SPIE 6898, 68980R (2008).

], and about 2.620dB/m [19

19. P. Dong, W. Qian, S. Liao, H. Liang, C. Kung, N. Feng, R. Shafiiha, J. Fong, D. Feng, A. Krishnamoorthy, and M. Asghari, Opt. Express 18, 14474 (2010). [CrossRef]

22

22. G. Li, J. Yao, H. Thacker, A. Mekis, X. Zheng, I. Shubin, Y. Luo, J.-H. Lee, K. Raj, J. E. Cunningham, and A. V. Krishnamoorthy, Opt. Express 20, 12035 (2012). [CrossRef]

], respectively. Silicon microdisk resonators have been shown to have propagation losses as low as 10dB/m, with quality factors of Q=5×106, limited by absorption in surface states [21

21. M. Borselli, T. J. Johnson, and O. Painter, Opt. Express 13, 1515 (2005). [CrossRef]

]. In this Letter, we demonstrate a silicon ring resonator with propagation loss measured to be a record 2.7dB/m.

Here, we apply techniques of reflowing photoresist [21

21. M. Borselli, T. J. Johnson, and O. Painter, Opt. Express 13, 1515 (2005). [CrossRef]

], and oxidation-based smoothing to a ridge waveguide [15

15. M. J. Shaw, J. Guo, G. A. Vawter, S. Habermehl, and C. T. Sullivan, Proc. SPIE 5720, 109 (2005). [CrossRef]

,17

17. K. Lee, D. Lim, L. C. Kimerling, J. Shin, and F. Cerrina, Opt. Lett. 26, 1888 (2001). [CrossRef]

]. The ridge waveguide substantially reduces sidewall interaction with the fundamental TE and TM modes [Fig. 1(c)]. This enables quality factors as high as 2.2×107, corresponding to record-low propagation losses of 2.7dB/m in silicon, a factor of five lower than in Borselli et al. [21

21. M. Borselli, T. J. Johnson, and O. Painter, Opt. Express 13, 1515 (2005). [CrossRef]

]. Moreover, TE and TM resonance propagation losses are two orders of magnitude different because of low-aspect-ratio ridge waveguide. By comparing the measured TE and TM resonances to numerical results obtained by a full-vectorial cylindrical modesolver, we demonstrate that the quality factors are limited by the incomplete confinement of the ridge waveguide, and the resulting bend-induced radiation, rather than fabrication or material-induced loss. Thus, even lower propagation losses are possible.

Fig. 1. (a) Scanning-electron-microscope image of the silicon photonic waveguide overlaid with false coloring. (b) Representation of its layers and dimensions. (c) Modesolver simulations of the TE and TM modes at 1600 and 1554 nm, respectively. The bend-loss-limited Q factors from the modesolver simulations closely match the simulated results for both the TE and TM modes indicating that the measured Q factors are limited by bend-loss-induced radiation.

A silicon ridge waveguide design was chosen to demonstrate the low-loss waveguides with the assumption that reducing the sidewall interaction, with proper fabrication, could enable ultralow propagation losses. The waveguides were fabricated from a silicon-on-insulator (SOI) wafer, with a 3.26 μm thick silicon layer and a 1 μm thick oxide layer. The silicon layer was thinned to 1.33 μm by oxidizing the wafer surface in a steam oxidation process followed by an oxide strip. A 200 nm thick ridge was patterned and etched to a silicon thickness of 1.13 μm everywhere except the ridge; the total thickness of the ridge is 1.33 μm. Finally, a 300 nm thick thermal oxide layer was grown, consuming 0.13 μm of silicon, and leaving behind a 200 nm thick ridge waveguide on a 1 μm thick silicon slab. While patterning the ridge, a reflowed photoresist strategy was utilized [21

21. M. Borselli, T. J. Johnson, and O. Painter, Opt. Express 13, 1515 (2005). [CrossRef]

], in which the photoresist was patterned and heated for a very short time. The top oxidation process and reflowed photoresist reduce or eliminate sidewall asperities created from the ridge etching process. A scanning-electron-microscope (SEM) image of the final waveguide is shown in Figure 1(a). The resulting ridge was measured to be 2.05 μm wide and 220 nm tall on a 1 μm slab [Fig. 1(b)].

The device in our experiments includes the aforementioned silicon photonic waveguide coupled to a ring resonator with a radius of 2.45 mm. The gap between the waveguide and the ring resonator is 2.25 μm. Because the TE resonances of these ring resonators are so narrow, on the order of 10 MHz, accurate measurements of their response is required for careful instrumentation. To measure the TE resonances, we continually swept a tunable laser source with a 100 kHz linewidth over a 7 GHz range, to span two consecutive resonances—that is, one free spectral range (FSR). The total fiber-to-fiber insertion loss was about 30 dB for the silicon photonic chip; there was about 25dBm average optical power ingressing into the silicon ring resonator. As we swept the tunable laser source across the resonances, we obtained the spectrally correlated transmission in the time domain on an oscilloscope. Correlating the temporal duration between consecutive resonances to the FSR of the ring, separately measured using the tunable laser, we obtained calibrated curves for the TE spectral responses of the ring resonator, shown in Figs. 2(a) and 2(b). For the TE resonance at 1600 nm, we measure a resonance width of 9.9 MHz. Fitting the data to a transfer matrix model of the Lorentzian resonance, we obtain an internal quality factor of Q0=2.2×107, and from a Taylor series expansion of the complex propagation constant (βc=βrjα), we have α=ω/(2Q0vg), resulting in αTE=3.1×103cm1 for the imaginary component of the complex propagation constant. This corresponds to a propagation loss of 2.7dB/m, a record for silicon resonators. Additionally, we measure the spectral response of the TM mode centered at 1554 nm, shown in Figs. 3(a) and 3(b). Here, we find the internal quality factor to be Q0=1.4×105 from the fit and calculate αTM=0.5cm1.

Fig. 2. Experimentally measured TE spectral responses of the silicon photonic ring resonator. (a) Single passband, showing the FWHM, with a corresponding Lorentzian fit. (b) Two consecutive passbands, showing the free spectral range.
Fig. 3. Experimentally measured TM spectral responses of the silicon photonic ring resonator. (a) Single passband, showing the FWHM, with a corresponding Lorentzian fit. (b) Two consecutive passbands, showing the free spectral range.

Inserting the dimensions of the ridge waveguide obtained from profilometry and SEM data, with refractive indices of 3.48 for silicon and 1.445 for silicon dioxide, we obtained the TE and TM fundamental modes and complex propagation constant of the structure using a full-vectorial cylindrical modesolver and perfectly matched layers. These modes are shown in Fig. 1(c). For the TE mode at 1600 nm, we obtain Q0=2.2298×107 and αTE=3.1034×103cm1. For the TM mode, we obtain Q0=1.3246×105 and αTM=0.5408cm1. The quality factors found from the simulation are consistent with our measured data. Therefore, our ring losses are limited by the radiation losses inherent in the realized structure and are not due to fabrication or other material limitations, such as free-carrier absorption, surface-state absorption and scattering, two-photon absorption, and defects. Thus, even higher quality factors for more compact devices are achievable by shrinking the ridge height or widening the ridge width.

Sandia National Laboratories is a multiprogram laboratory managed and operated by Sandia Corporation, a wholly owned subsidiary of Lockheed Martin Corporation, for the U.S. Department of Energy’s National Nuclear Security Administration under contract DE-AC04-94AL85000.

References

1.

M. R. Watts, M. J. Shaw, and G. N. Nielson, Nat. Photonics 1, 632 (2007). [CrossRef]

2.

A. Biberman and K. Bergman, Rep. Prog. Phys. 75, 046402 (2012). [CrossRef]

3.

Q. Xu, B. Schmidt, S. Pradhan, and M. Lipson, Nature 435, 325 (2005). [CrossRef]

4.

M. R. Watts, W. A. Zortman, D. C. Trotter, R. W. Young, and A. L. Lentine, Opt. Express 19, 21989 (2011). [CrossRef]

5.

D. Ahn, C. Hong, J. Liu, W. Giziewicz, M. Beals, L. C. Kimerling, J. Michel, J. Chen, and F. X. Kärtner, Opt. Express 15, 3916 (2007). [CrossRef]

6.

M. Popovíć, T. Barwicz, M. R. Watts, P. T. Rakich, L. Socci, E. P. Ippen, F. X. Kärtner, and H. I. Smith, Opt. Lett. 31, 2571 (2006). [CrossRef]

7.

T. Barwicz, M. R. Watts, M. A. Popovic, P. T. Rakich, L. Socci, F. X. Kärtner, E. P. Ippen, and H. I. Smith, Nat. Photonics 1, 57 (2007). [CrossRef]

8.

D. Dai and J. E. Bowers, Opt. Express 19, 10940 (2011). [CrossRef]

9.

A. R. Johnson, Y. Okawachi, J. S. Levy, J. Cardenas, K. Saha, M. Lipson, and A. L. Gaeta, Opt. Lett. 37, 875 (2012). [CrossRef]

10.

W. Mathlouthi, H. Rong, and M. Paniccia, Opt. Express 16, 16735 (2008). [CrossRef]

11.

H. Lee, T. Chen, J. Li, O. Painter, and K. J. Vahala, Nat. Commun. 3, 867 (2012). [CrossRef]

12.

H. Lee, T. Chen, J. Li, K. Y. Yang, S. Jeon, O. Painter, and K. J. Vahala, Nat. Photonics 6, 369 (2012). [CrossRef]

13.

J. F. Bauters, M. J. R. Heck, D. D. John, J. S. Barton, C. M. Bruinink, A. Leinse, R. G. Heideman, D. J. Blumenthal, and J. E. Bowers, Opt. Express 19, 24090 (2011). [CrossRef]

14.

R. Adar, M. Serbin, and V. Mizrahi, J. Lightwave Technol. 12, 1369 (1994). [CrossRef]

15.

M. J. Shaw, J. Guo, G. A. Vawter, S. Habermehl, and C. T. Sullivan, Proc. SPIE 5720, 109 (2005). [CrossRef]

16.

A. Gondarenko, J. S. Levy, and M. Lipson, Opt. Express 17, 11366 (2009). [CrossRef]

17.

K. Lee, D. Lim, L. C. Kimerling, J. Shin, and F. Cerrina, Opt. Lett. 26, 1888 (2001). [CrossRef]

18.

F. Y. Gardes, G. T. Reed, A. P. Knights, G. Mashanovich, P. E. Jessop, L. Rowe, S. McFaul, D. Bruce, and N. G. Tarr, Proc. SPIE 6898, 68980R (2008).

19.

P. Dong, W. Qian, S. Liao, H. Liang, C. Kung, N. Feng, R. Shafiiha, J. Fong, D. Feng, A. Krishnamoorthy, and M. Asghari, Opt. Express 18, 14474 (2010). [CrossRef]

20.

W. Bogaerts and S. K. Selvaraja, IEEE Photonics J 3, 422 (2011). [CrossRef]

21.

M. Borselli, T. J. Johnson, and O. Painter, Opt. Express 13, 1515 (2005). [CrossRef]

22.

G. Li, J. Yao, H. Thacker, A. Mekis, X. Zheng, I. Shubin, Y. Luo, J.-H. Lee, K. Raj, J. E. Cunningham, and A. V. Krishnamoorthy, Opt. Express 20, 12035 (2012). [CrossRef]

OCIS Codes
(230.4000) Optical devices : Microstructure fabrication
(230.5750) Optical devices : Resonators
(230.7370) Optical devices : Waveguides

ToC Category:
Optical Devices

History
Original Manuscript: July 24, 2012
Revised Manuscript: September 7, 2012
Manuscript Accepted: September 10, 2012
Published: October 9, 2012

Citation
Aleksandr Biberman, Michael J. Shaw, Erman Timurdogan, Jeremy B. Wright, and Michael R. Watts, "Ultralow-loss silicon ring resonators," Opt. Lett. 37, 4236-4238 (2012)
http://www.opticsinfobase.org/ol/abstract.cfm?URI=ol-37-20-4236


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References

  1. M. R. Watts, M. J. Shaw, and G. N. Nielson, Nat. Photonics 1, 632 (2007). [CrossRef]
  2. A. Biberman and K. Bergman, Rep. Prog. Phys. 75, 046402 (2012). [CrossRef]
  3. Q. Xu, B. Schmidt, S. Pradhan, and M. Lipson, Nature 435, 325 (2005). [CrossRef]
  4. M. R. Watts, W. A. Zortman, D. C. Trotter, R. W. Young, and A. L. Lentine, Opt. Express 19, 21989 (2011). [CrossRef]
  5. D. Ahn, C. Hong, J. Liu, W. Giziewicz, M. Beals, L. C. Kimerling, J. Michel, J. Chen, and F. X. Kärtner, Opt. Express 15, 3916 (2007). [CrossRef]
  6. M. Popovíć, T. Barwicz, M. R. Watts, P. T. Rakich, L. Socci, E. P. Ippen, F. X. Kärtner, and H. I. Smith, Opt. Lett. 31, 2571 (2006). [CrossRef]
  7. T. Barwicz, M. R. Watts, M. A. Popovic, P. T. Rakich, L. Socci, F. X. Kärtner, E. P. Ippen, and H. I. Smith, Nat. Photonics 1, 57 (2007). [CrossRef]
  8. D. Dai and J. E. Bowers, Opt. Express 19, 10940 (2011). [CrossRef]
  9. A. R. Johnson, Y. Okawachi, J. S. Levy, J. Cardenas, K. Saha, M. Lipson, and A. L. Gaeta, Opt. Lett. 37, 875 (2012). [CrossRef]
  10. W. Mathlouthi, H. Rong, and M. Paniccia, Opt. Express 16, 16735 (2008). [CrossRef]
  11. H. Lee, T. Chen, J. Li, O. Painter, and K. J. Vahala, Nat. Commun. 3, 867 (2012). [CrossRef]
  12. H. Lee, T. Chen, J. Li, K. Y. Yang, S. Jeon, O. Painter, and K. J. Vahala, Nat. Photonics 6, 369 (2012). [CrossRef]
  13. J. F. Bauters, M. J. R. Heck, D. D. John, J. S. Barton, C. M. Bruinink, A. Leinse, R. G. Heideman, D. J. Blumenthal, and J. E. Bowers, Opt. Express 19, 24090 (2011). [CrossRef]
  14. R. Adar, M. Serbin, and V. Mizrahi, J. Lightwave Technol. 12, 1369 (1994). [CrossRef]
  15. M. J. Shaw, J. Guo, G. A. Vawter, S. Habermehl, and C. T. Sullivan, Proc. SPIE 5720, 109 (2005). [CrossRef]
  16. A. Gondarenko, J. S. Levy, and M. Lipson, Opt. Express 17, 11366 (2009). [CrossRef]
  17. K. Lee, D. Lim, L. C. Kimerling, J. Shin, and F. Cerrina, Opt. Lett. 26, 1888 (2001). [CrossRef]
  18. F. Y. Gardes, G. T. Reed, A. P. Knights, G. Mashanovich, P. E. Jessop, L. Rowe, S. McFaul, D. Bruce, and N. G. Tarr, Proc. SPIE 6898, 68980R (2008).
  19. P. Dong, W. Qian, S. Liao, H. Liang, C. Kung, N. Feng, R. Shafiiha, J. Fong, D. Feng, A. Krishnamoorthy, and M. Asghari, Opt. Express 18, 14474 (2010). [CrossRef]
  20. W. Bogaerts and S. K. Selvaraja, IEEE Photonics J 3, 422 (2011). [CrossRef]
  21. M. Borselli, T. J. Johnson, and O. Painter, Opt. Express 13, 1515 (2005). [CrossRef]
  22. G. Li, J. Yao, H. Thacker, A. Mekis, X. Zheng, I. Shubin, Y. Luo, J.-H. Lee, K. Raj, J. E. Cunningham, and A. V. Krishnamoorthy, Opt. Express 20, 12035 (2012). [CrossRef]

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